2012—2024年上海市职业病诊断鉴定案例分析

Case analysis of occupational disease diagnosis appraisal in Shanghai from 2012 to 2024

  • 摘要:
    背景 职业病诊断鉴定是当事人对职业病诊断结论存在异议后启动的申诉程序,是保障劳动者健康权和用人单位合法权益的重要途径。
    目的 分析上海市职业病诊断鉴定资料,发现存在问题,为进一步做好职业病诊断鉴定工作提出建议。
    方法 对上海市2012—2024年全部职业病诊断鉴定案例的基本情况、劳动者和用人单位特征、病种分类以及诊断与鉴定结论符合情况进行统计分析和探讨。职业病名称按《职业病分类和目录》进行统计和分类;企业规模和经济类型分别根据《统计上大中小微型企业划分办法(2017)》和《关于划分企业登记注册类型的规定调整的通知》进行划分;行业分类参考GB/T 4754—2017《国民经济行业分类》进行划分。
    结果 2012—2024年共受理完成职业病诊断鉴定260例,进行鉴定的病种主要为职业性耳鼻喉口腔疾病138例(占53.1%)、职业性化学中毒(占18.8%)和职业性尘肺病及其他呼吸系统疾病(占16.2%)。除2022年外,职业性耳鼻喉口腔疾病占比逐年升高,市级和省级年鉴定例数2024年较2012年分别下降76.3%和85.0%,鉴定与诊断结论的符合率逐年提高。260例案例的最终鉴定与诊断结论符合率为81.5%。主要职业病最终诊断鉴定结论符合率分别为:职业性耳鼻喉口腔疾病79.7%,职业性化学中毒87.8%,职业性尘肺病100.0%和其他呼吸系统疾病85.0%;其中噪声聋和慢性苯中毒的符合率分别为80.1%和80.0%。导致省级鉴定结论与诊断不符的原因依次为:“对标准的理解不一致,标准的自由裁量余地过大”(43.8%)、“未正确应用标准”(31.3%)和“职业接触史认定不一致”(15.6%)。
    结论 职业病诊断鉴定法律制度的不断修订与完善对上海市职业病诊断与鉴定的结论一致性的提高起到了积极的作用。建议进一步加强职业病诊断标准的宣传培训工作,提升职业病诊断质量。

     

    Abstract:
    Background Occupational disease diagnosis appraisal is an appeal procedure initiated when a party disagrees with the occupational disease diagnosis conclusion. It is a legal procedure to safeguard the health rights of employees and the legitimate rights and interests of employers.
    Objective To analyze the data of occupational disease diagnosis appraisal in Shanghai, identify existing problems, and provide suggestions for improving.
    Methods Statistical analysis was conducted on basic situation, characteristics of workers and employers, disease classification, and consistency between diagnosis and appraisal conclusions of all occupational disease diagnosis appraisal cases from 2012 to 2024. All diagnosis conclusions were named in accordance with the Classified Catalogue of Occupational Diseases included employers were classified according to the Measures for the Statistical Classification of Large, Medium, Small and Micro Enterprises" and the Notice on Adjusting the Provisions for Classifying Enterprise Registration Types; industry classification followed the Industrial Classification for National Economic Activities (GB/T 4754-2017).
    Results From 2012 to 2024, a total of 260 cases of occupational diseases diagnosis appraisal were closed. The main diagnosis were 138 cases of ear, nose, throat, and oral diseases (53.1%), chemical poisoning (18.8%), and pneumoconiosis and other respiratory diseases (16.2%). The proportion of ear, nose, throat, and oral diseases gradually increased (2022 excluded). The incidence of annual municipal and provincial cases decreased by 76.3% and 85.0% respectively (2024 vs 2012). The consistency rate of conclusions between appraisal and diagnosis gradually increased. The total consistency rates between final appraisals and diagnostic conclusions were 81.5%, and 79.7%, 87.8%, 100.0%, 85.0% for ear, nose, throat, and oral diseases, chemical poisoning, and pneumoconiosis and other respiratory system diseases, respectively. Specifically, the consistency rates were 80.1% and 80.0% for noise-induced deafness and chronic benzene poisoning. In terms of inconsistency reasons, "inconsistent interpretation of standards and excessive discretion in standard application" accounted for 43.8%, followed by "failure to correctly apply standards" (31.3%) and and "discrepancies in occupational exposure history recognition" (15.6%).
    Conclusion The revisions and improvements of the legal system for occupational disease diagnosis appraisal have played a positive role in improving the consistency of conclusions between appraisal and diagnosis of occupational diseases in Shanghai. It is suggested to further strengthening the publicity and training of occupational disease diagnosis standards to improve the quality of occupational disease diagnosis.

     

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